South Street Securities Attended the 2024 FINRA Annual Conference

Colleen Judge
May 22, 2024
John Kelly and Florian Jaze represented South Street Securities at the 2024 FINRA Annual Conference, "Navigating Change," in Washington, DC from May 14-16, 2024. John and Florian brought a wealth of knowledge and expertise that align with the conference's focus on navigating compliance and industry trends.

Key Topics

The conference covered the following topics:
  • Regulatory Compliance: Staying informed about the latest regulatory developments and compliance requirements affecting the financial industry.
  • Risk Management: Learning best practices for effectively managing risk in today's dynamic market environment.
  • Crypto Asset Developments: Exploring the evolving landscape of crypto assets and their implications for regulatory compliance and risk management.
  • Trends and Threats in Financial Crimes: Gaining insights into the latest trends and threats in financial crimes, including money laundering, fraud, and cybersecurity risks.
  • Evolution of Branch Office Inspections: Understanding how branch office inspections are evolving in response to changing regulatory requirements and industry trends.


Agenda Highlights

The conference agenda was packed with informative sessions, keynote speeches and interactive workshops designed to address the most critical issues facing the financial services industry. Attendees engaged in discussions led by industry experts and regulators, providing valuable insights and practical strategies for navigating today's complex regulatory landscape.
Click here to view the event brochure, including agenda details.

About South Street Securities 

South Street Securities LLC is a leading independent provider of specialized financing, servicing capital markets institutional asset managers (including traditional and hedge fund managers), real estate investment trusts ("REITs"), tri party investors, mortgage lenders, midsize and middle market securities broker-dealers, and corporate and government issuers. South Street Securities LLC operates from its New York headquarters with a branch office in Arkansas.

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